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Goldman Sachs & Co. Internal Audit, Corporate, Compliance Legal & Services - Analyst/Associate - SLC in Salt Lake City, Utah

MORE ABOUT THIS JOB

INTERNAL AUDIT

In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm’s compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We’re looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm’s operations and control processes.

RESPONSIBILITIES AND QUALIFICATIONS

RESPONSIBILITIES AND QUALIFICATIONSGeneral Responsibilities:

  • Develop and maintain an in-depth understanding of business areas, its products, and supporting functions

  • Execute audit testing and supervise junior team members to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards

  • Identify risks, assess mitigating controls, and make recommendations on improving the control environment

  • Prepare commercially effective audit conclusions and findings, and present to IA senior management and business clients

  • Follow-up on open audit issues and their resolution

  • Participate in department-wide initiatives aimed at continually improving IA's processes and supporting infrastructure

  • Coverage responsibilities include the firm’s Federation functions including central compliance functions, Human Capital Management, vendor management, governance and legal processes

General Skills and Experience:

  • Team-oriented with a strong sense of ownership and accountability

  • Strong interpersonal and relationship management skills

  • Advanced verbal and written communication skills

  • Solid analytical skills

  • Basic understanding of technical knowledge of relevant product areas

  • Highly motivated with the ability to multi-task and remain organized in a fast-paced environment

  • 4-year degree in a finance, accounting, or quantitative discipline

Corporate Team Specific Skills and Experience:

  • 2 years of experience in a public accounting or internal audit role within the financial services industry or a related control function is preferred

  • Internal audit, compliance, risk management, or quality assurance testing experience is preferred

  • An advanced degree in business, finance, or accounting is a plus

  • The ideal candidate has prior experience at a large, complex financial institution

  • A strong candidate has prior experience with a bank regulatory agency

  • An understanding of compliance risk management programs and standards, consumer compliance and related industry standards is a plus

  • Basic knowledge over specific AML and OFAC program components is preferred

  • Basic understanding of AML and OFAC risks and expected control processes is preferred

  • Relevant certification or industry accreditation (e.g., CPA, CFA, CIA, NASD Series, CFE) is a plus

ABOUT GOLDMAN SACHS

The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.© The Goldman Sachs Group, Inc., 2019. All rights reserved Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Vet.

Location(s)US-UT-Salt Lake City

Job ID2019-58014

Schedule TypeFull Time

LevelAnalyst, Associate

Function(s)General

RegionAmericas

DivisionInternal Audit

Business UnitInternal Audit - Corporate

Employment TypeEmployee

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