Bank of America Audit Manager- Wholesale Market Conduct Risk in Pennington, New Jersey

Job Description:

Audit Manager – Wholesale Market Conduct Risk

Responsibility to Audit the Bank’s Wholesale Market Conduct Risk Framework. Responsibilities include: a subject matter expert on Wholesale Market Conduct Risk, project management of audits, and strong communication with Business and Audit management. Proactively implements audit strategy by defining audit scope, audit program & audit test procedures in area of responsibility. Manages business partner relationship for areas of responsibility. Anticipates and exercises critical thinking and judgment to effectively influence business management & peers and acts as a catalyst. Helps business partners balance their business strategies with appropriate wholesale market conduct risk management controls from a business perspective. Interacts with regulatory agencies, external consultants and others in coordination with Senior Audit Management. Communication of Corporate Audit’s mission, goals and strategies. Coaches & trains associates within Group and across Audit.

Required Skills:

  • 7+ years’ experience in financial services, with a focus on wholesale market conduct and/or trading platforms within capital markets or corporate treasury.

  • Demonstrated experience managing a team, and ability to take initiative to influence and drive results within a complex organization

  • Team development, coaching and training skills

  • Exposure to trading and transaction businesses, risks, processes and execution systems

  • Ability to develop and convey a point of view

  • Ability to quickly navigate complex organization – both functional and legal entity structures

  • Superior oral and written communication; comfortable making presentations to executives and large groups of professionals, external auditors and regulators

  • Creative thinker in risk and financial matters who can map out creative solutions and lead their implementation

  • Collaborative and takes ownership to ensure the quality of the audit team’s product / output and success

  • Capability to prioritize multiple demands

  • Possess business acumen and judgment plus ability to resolve and communicate key issues to all levels.

Desired Skills:

  • Knowledge of Wholesale market conduct risk processes at large complex banking organizations

  • Experience in Audit

  • Leadership experience on audit or examination teams preferred

  • Advanced degree and/or professional certifications preferred

  • Regulatory risk experience (experience with regulatory examinations/expectations)

  • Audit or examination experience that includes designing and executing audit work programs

Posting Date : 05/17/2018

Location :

Boston, MA, 225 FRANKLIN ST (MA1225),

Pennington, NJ, HOPEWELL BLDG. 5, 1500 AMERICAN BLVD,

Charlotte, NC, BANK OF AMERICA PLAZA, 101 S TRYON ST,

  • United States

Travel : Yes, 25% of the time

Full / Part-time : Full time

Hours Per Week : 40

Shift : 1st shift

Assistance for Applicants with Disabilities

Bank of America is committed to ensuring that our online application process provides an equal employment opportunity to all job seekers, including individuals with disabilities. If you believe you need a reasonable accommodation in order to search for a job opening or to submit an application, please visit the Applicants with Disabilities page at http://careers.bankofamerica.com/us/applicants-with-disabilities .

Diversity & Inclusion

At Bank of America, our commitment to diversity and inclusion is helping us to create not only a great place to work, but also an environment where our employees, our customers and our communities around the world can reach their goals and connect with each other. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability, age, or veteran status.

Frequently Asked Questions

Need to know how to apply online, view a list of your submitted job applications or reset your password? Visit our FAQ at http://careers.bankofamerica.com/us/faq section for answers to these questions and more.