JPMorgan Chase Corporate Compliance - Corporate & Investment Banking - Compliance Monitoring Manager - Vice President in New York, New York

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.5 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at

Corporate & Investment Bank (CIB) Compliance organization of JPMorgan Chase & Co. is seeking an experienced Compliance professional to join the Firm to perform monitoring of activities, processes and controls across CIB Line of Business.

The Line of Business include, but is not limited to, Investment Banking, Investor Services, Commodities, Equities, and Fixed Income, under which a full range of financial products and services are offered.

Key Responsibilities:

  • Assist with developing CIB Annual Compliance Monitoring Plan

  • Plan and lead monitoring activities in accordance with the CIB Compliance Monitoring and Testing Procedures

  • Prepare clear and organized work papers to document and support work performed and conclusions reached

  • Document review results, identified issues and remedial actions to be taken

  • Present monitoring results to various stakeholders, including but not limited to Monitoring and Testing leadership, LOB Compliance, Business Control Officers (BCOs), etc.

  • Perform Quality Assurance reviews of CIB Monitoring Activities to ensure they are conducted in accordance with the CIB Compliance Monitoring and Testing Procedures and consistent globally

  • Lead production of CIB Compliance Monitoring metrics and periodic management reporting, including but not limited to status updates and various analysis, e.g., thematic analysis of issues and exceptions

  • Coordinate with other Compliance Monitoring and Testing teams globally and assist in ad hoc projects as necessary.


  • Bachelor degree required

  • Minimum 7 years experience in Compliance Monitoring and Testing, Audit, Operational Risk or equivalent experience within financial services industry

  • Attention to detail, strong analytical and communication skills

  • Ability to work independently and collaboratively in a team environment

  • Ability to manage multiple projects simultaneously with minimal supervision

  • Strong interpersonal, organizational and presentation skills

  • Ability to interact with all levels of personnel

  • Pro-active, motivated and enthusiastic; willing to take ownership and responsibility of tasks.

  • Proficiency in MS PowerPoint and MS Excel

**Any candidate not meeting ALL the qualifications can be considered for a Sr. Compliance Associate.

JPMorgan Chase is an equal opportunity and affirmative action employer Disability/Veteran.