Bank of America Audit Manager- Wholesale Market Conduct Risk in Charlotte, North Carolina
Audit Manager – Wholesale Market Conduct Risk
Responsibility to Audit the Bank’s Wholesale Market Conduct Risk Framework. Responsibilities include: a subject matter expert on Wholesale Market Conduct Risk, project management of audits, and strong communication with Business and Audit management. Proactively implements audit strategy by defining audit scope, audit program & audit test procedures in area of responsibility. Manages business partner relationship for areas of responsibility. Anticipates and exercises critical thinking and judgment to effectively influence business management & peers and acts as a catalyst. Helps business partners balance their business strategies with appropriate wholesale market conduct risk management controls from a business perspective. Interacts with regulatory agencies, external consultants and others in coordination with Senior Audit Management. Communication of Corporate Audit’s mission, goals and strategies. Coaches & trains associates within Group and across Audit.
7+ years’ experience in financial services, with a focus on wholesale market conduct and/or trading platforms within capital markets or corporate treasury.
Demonstrated experience managing a team, and ability to take initiative to influence and drive results within a complex organization
Team development, coaching and training skills
Exposure to trading and transaction businesses, risks, processes and execution systems
Ability to develop and convey a point of view
Ability to quickly navigate complex organization – both functional and legal entity structures
Superior oral and written communication; comfortable making presentations to executives and large groups of professionals, external auditors and regulators
Creative thinker in risk and financial matters who can map out creative solutions and lead their implementation
Collaborative and takes ownership to ensure the quality of the audit team’s product / output and success
Capability to prioritize multiple demands
Possess business acumen and judgment plus ability to resolve and communicate key issues to all levels.
Knowledge of Wholesale market conduct risk processes at large complex banking organizations
Experience in Audit
Leadership experience on audit or examination teams preferred
Advanced degree and/or professional certifications preferred
Regulatory risk experience (experience with regulatory examinations/expectations)
Audit or examination experience that includes designing and executing audit work programs
Posting Date : 05/17/2018
Boston, MA, 225 FRANKLIN ST (MA1225),
Pennington, NJ, HOPEWELL BLDG. 5, 1500 AMERICAN BLVD,
Charlotte, NC, BANK OF AMERICA PLAZA, 101 S TRYON ST,
- United States
Travel : Yes, 25% of the time
Full / Part-time : Full time
Hours Per Week : 40
Shift : 1st shift
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