Wells Fargo Financial Crimes Manager 2/ Program Execution Quality Assurance Manager in Charlotte, North Carolina

Wholesale Financial Crimes Risk & Compliance (WFCRC) establishes Wholesale-level BSA/AML, OFAC, customer due diligence and other financial crimes programs that are consistent with policies established by FCRM. The Program Execution Quality Assurance Manager will be part of the Wholesale Banking Financial Crimes Risk & Compliance Program Execution Team. The Quality Assurance Manager will partner with the Wholesale Lines of Business, WFCRC Customer Due Diligence and Data & Analytics teams, and other groups as necessary to ensure that customer data reaches a “high bar” of quality and is retained as LOB/Product groups transition from remediation efforts into BAU. The Manager will also participate in the development and maintenance of financial crimes program documentation and procedures as needed by the Wholesale Businesses and by WFCRC supporting risk roles. This person will also be responsible for the following tasks:

  • Deliver training and clarify guidance received from stakeholders, regulators, auditors, etc.

  • Write and update policies and procedures, maintain SharePoint repositories, and develop documentation review processes to ensure they remain relevant and current.

  • Support Wholesale Financial Crimes with preparation for and responding to internal (testing & validation and audit) and external (regulatory) examinations

  • Lead a team of Quality Assurance Analysts and ensure they remain challenged, receive timely guidance, and develop in their roles to their maximum potential.

  • Raise issues to management to ensure Corrective Actions can be created

  • Assist in the development of scripts and processes for review activities

  • Develop and implement sampling strategies/methodologies for review activities

  • Manage and execute review activities that will provide reasonable assurance that controls are designed and operating effectively

  • Evaluate the effectiveness of review activity results

The position will report to the Program Execution Quality Assurance Manager and will partner with the Wholesale Banking lines of businesses, WFCRC and Enterprise Financial Crimes Risk and Compliance to develop, implement and enforce a quality assurance program to support LOB compliance with testing, monitoring, and quality assurance of work performed by Wholesale Businesses and by WFCRC supporting risk roles.

Required Qualifications:

  • 8+ years of experience in one or a combination of the following: fraud, Bank Secrecy Act, anti money laundering, investigations of financial crimes transactions or policy violations, risk management, or compliance

  • 2+ years of management experience

Desired Qualifications:

  • Ability to take initiative and work independently with minimal supervision in a structured environment

  • Solid critical thinking skills

  • Solid problem solving skills

  • Strong analytical skills with high attention to detail and accuracy

  • A BS/BA degree or higher

  • Ability to travel up to 20% of the time

Job Expectations:

  • Ability to travel up to 20% of the time

How to Express Interest in This Job: Wells Fargo invites you to apply for this job at https://employment.wellsfargo.com/psp/PSEA/APPLICANTNW/HRMS/c/HRSHRAM.HRSAPPSCHJOB.GBL?Page=HRSAPPJBPST&FOCUS=Applicant&SiteId=1&JobOpeningId=5332908&PostingSeq=1.

All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

Relevant military experience is considered for veterans and transitioning service men and women.

Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Relevant military experience is considered for veterans and transitioning service men and women.

Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.